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105 Broadhollow Road, Melville, NY 11747 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-02-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments - Ap | Albany | NY | 09/2020 | Present |
| Enterprise Holdings | Central Islip/Binghamton | NY | 06/2019 | 03/2020 |
| Morgan Stanley | Melville | NY | 06/2019 | 08/2019 |
| Joyrun | Binghamton | NY | 10/2018 | 05/2019 |
| M.D. Sass Investors | Manhattan | NY | 06/2018 | 08/2018 |
| Suny Binghamton | Binghamton | NY | 08/2016 | 05/2020 |
| Mid Island Party Rentals | Hauppauge | NY | 04/2015 | 08/2018 |
| The Wealth Alliance, Llc | Melville | NY | 06/2020 | Present |
| The University Of Scranton | Scranton | PA | 09/2020 | 12/2022 |
1) The Wealth Alliance, LLC. Investment-Related. At registered location. RIA. IAR. 160. 160 during securities trading hours. Provide advice to clients. 2) BxB Professionals, LLC - Networking Group (ProExchange - Farmingdale Chapter). 170 North Country Road Port Jefferson Road, NY 11777. Networking group. Member. 03/01/2025. 5. 0 during securities trading hours. Vet and approve potential members to the group contingent on certain criteria. I work with 2 other members to come to these final membership decisions. Network with other professionals to exchange information and promote mutual business growth.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-16 |
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