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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-01-08 |
Branch Locations
227521 Harrier Ave, Wausau, WI 54401 • United States
477 South 3Rd Street Suite 220, Geneva, IL 60134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shopko | La Crosse | WI | 10/2016 | 04/2017 |
| Connexus Credit Union | Wausau | WI | 05/2017 | 01/2018 |
| Marine Credit Union | La Crosse | WI | 03/2018 | 03/2019 |
| Equity Design Group | Wausau | WI | 06/2019 | 09/2019 |
| University-Wisconsin La Crosse | La Crosse | WI | 09/2015 | 05/2019 |
| Third Street Advisors, Llc | Geneva | IL | 07/2022 | 01/2024 |
| Sagepoint Financial, Inc. | Geneva | IL | 09/2019 | 09/2023 |
| Osaic Wealth, Inc. | Geneva | IL | 09/2023 | 01/2024 |
| Alpha Dog Advisors | Wausau | WI | 07/2022 | Present |
| Lpl Financial Llc | Geneva | IL | 01/2024 | Present |
1)01/04/2024 - Alpha Dog Advisors LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Geneva, IL - Start: 07/2022 2)11/21/2024 - Equity Design Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/17/2024 - 160 Hr/Mth 3)11/21/2024 - Entity Design Group - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 06/17/2019 - 5 Hr/Mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-13 |
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