Best Investors Account Sign in

Matthew John Alexander

LPl Financial LLC

Wausau, WI

Geneva, IL

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-08
  • IL RA
    APPROVED
    Since 2024-01-08

Branch Locations

227521 Harrier Ave, Wausau, WI 54401 • United States

477 South 3Rd Street Suite 220, Geneva, IL 60134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shopko La Crosse WI 10/2016 04/2017
Connexus Credit Union Wausau WI 05/2017 01/2018
Marine Credit Union La Crosse WI 03/2018 03/2019
Equity Design Group Wausau WI 06/2019 09/2019
University-Wisconsin La Crosse La Crosse WI 09/2015 05/2019
Third Street Advisors, Llc Geneva IL 07/2022 01/2024
Sagepoint Financial, Inc. Geneva IL 09/2019 09/2023
Osaic Wealth, Inc. Geneva IL 09/2023 01/2024
Alpha Dog Advisors Wausau WI 07/2022 Present
Lpl Financial Llc Geneva IL 01/2024 Present
  • 10/2016 → 04/2017
    Shopko
    La Crosse, WI
  • 05/2017 → 01/2018
    Connexus Credit Union
    Wausau, WI
  • 03/2018 → 03/2019
    Marine Credit Union
    La Crosse, WI
  • 06/2019 → 09/2019
    Equity Design Group
    Wausau, WI
  • 09/2015 → 05/2019
    University-Wisconsin La Crosse
    La Crosse, WI
  • 07/2022 → 01/2024
    Third Street Advisors, Llc
    Geneva, IL
  • 09/2019 → 09/2023
    Sagepoint Financial, Inc.
    Geneva, IL
  • 09/2023 → 01/2024
    Geneva, IL
  • 07/2022 → Present
    Alpha Dog Advisors
    Wausau, WI
  • 01/2024 → Present
    Geneva, IL
Previous Registrations
  • 2022-07-22 → 2024-04-30
    Third Street Advisors, Llc
    Geneva, IL
    Geneva, IL
  • 2023-09-01 → 2024-01-11
    Geneva, IL
    Wausau, WI
  • 2019-09-16 → 2023-09-01
    Osaic Services, Inc.
    Wausau, WI
    Geneva, IL
Other Businesses

1)01/04/2024 - Alpha Dog Advisors LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Geneva, IL - Start: 07/2022 2)11/21/2024 - Equity Design Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/17/2024 - 160 Hr/Mth 3)11/21/2024 - Entity Design Group - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 06/17/2019 - 5 Hr/Mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-13
  • S66 Uniform Combined State Law Examination
    2019-09-13
Designations
Other Names
  • Matthew Alexander
  • Matthew John Alexander

View on SEC IAPD

More in Wausau, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor