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Emily Claire Moore

Wells Fargo Clearing Services, LLC

Scottsdale, AZ

Gilbert, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-01
AZ RA APPROVED 2021-09-14
CA RA APPROVED 2021-09-09
  • TX RA
    APPROVED
    Since 2023-06-01
  • AZ RA
    APPROVED
    Since 2021-09-14
  • CA RA
    APPROVED
    Since 2021-09-09

Branch Locations

8601 N Scottsdale Rd Ste 150 [Sf-Rbo], Scottsdale, AZ 85253 • United States

3222 E Ray Rd, Gilbert, AZ 85296 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Mesa AZ 12/2016 Present
Wells Fargo Clearing Services, Llc Mesa AZ 06/2019 Present
Walmart Mesa AZ 10/2015 12/2016
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-09
S63 Uniform Securities Agent State Law Examination 2019-10-15
  • S66 Uniform Combined State Law Examination
    2021-09-09
  • S63 Uniform Securities Agent State Law Examination
    2019-10-15
Other Names
  • Emily Martin
  • Emily Claire Martin

View on SEC IAPD

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