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Kenneth Baxter Rollins

Ubs Financial Services Inc.

Fresno, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-23
  • CA RA
    APPROVED
    Since 2025-06-23

Branch Locations

Fig Garden Financial Center 5200 North Palm Suite 101, Fresno, CA 93704-9874 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fresno CA 06/2019 01/2021
Ucla Recreation Los Angeles CA 01/2018 06/2019
Ucla Los Angeles CA 09/2015 06/2019
Bank Of America, N. A. Fresno CA 08/2019 01/2021
Ubs Financial Services Inc. Fresno CA 01/2021 03/2024
Wells Fargo Clearing Services, Llc Fresno CA 03/2024 05/2025
Ubs Financial Services, Inc Fresno CA 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-12
  • S66 Uniform Combined State Law Examination
    2019-12-12
Other Names
  • Kenneth Rollins
  • Kenneth Baxter Rollins

View on SEC IAPD

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