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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-07
IL RA APPROVED 2024-09-23
  • TX RA
    APPROVED
    Since 2026-05-07
  • IL RA
    APPROVED
    Since 2024-09-23

Branch Locations

100 S. Wacker Dr. Suite 220, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab And Co., Inc. Chicago IL 06/2019 Present
Butler University Indianapolis IN 09/2018 05/2019
Butler University Indianapolis IN 09/2018 02/2019
Government Employees Insurance Company Indianapolis IN 05/2018 08/2018
Butler University Indianapolis IN 08/2017 01/2018
Park District Of Oak Park Oak Park IL 05/2017 08/2017
Ruffalo Noel Levitz Indianapolis IN 01/2017 05/2017
Aflac Indianapolis IN 01/2018 05/2018
Student Butler University IN 08/2016 01/2017
Charles Schwab Bank, Ssb Chicago IL 02/2021 Present
Schwab Wealth Advisory Inc Chicago IL 09/2024 Present
  • 06/2019 → Present
    Charles Schwab And Co., Inc.
    Chicago, IL
  • 09/2018 → 05/2019
    Butler University
    Indianapolis, IN
  • 09/2018 → 02/2019
    Butler University
    Indianapolis, IN
  • 05/2018 → 08/2018
    Government Employees Insurance Company
    Indianapolis, IN
  • 08/2017 → 01/2018
    Butler University
    Indianapolis, IN
  • 05/2017 → 08/2017
    Park District Of Oak Park
    Oak Park, IL
  • 01/2017 → 05/2017
    Ruffalo Noel Levitz
    Indianapolis, IN
  • 01/2018 → 05/2018
    Aflac
    Indianapolis, IN
  • 08/2016 → 01/2017
    Student
    Butler University, IN
  • 02/2021 → Present
    Charles Schwab Bank, Ssb
    Chicago, IL
  • 09/2024 → Present
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-09
  • S66 Uniform Combined State Law Examination
    2019-12-09
Designations

View on SEC IAPD

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