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Quintina N Wallace

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mount Pleasant, SC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-08-19
TX RA APPROVED 2024-02-29
  • SC RA
    APPROVED
    Since 2026-08-19
  • TX RA
    APPROVED
    Since 2024-02-29

Branch Locations

75 Port City Lndg, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Virginia Beach VA 06/2019 10/2021
Enterprise Car Rental Norfolk VA 08/2016 10/2018
Drive Time Cheseapeake VA 10/2018 06/2019
Fidelity Investments Durham NC 10/2021 01/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Norfolk VA 01/2024 Present
University Of Maryland Global Campus Adelphi MD 08/2018 08/2020
Bank Of America, N.A Norfolk VA 02/2024 Present
Previous Registrations
  • 2021-12-01 → 2024-01-11
    Fidelity Personal And Workplace Advisors
    Durham, NC
  • 2020-12-08 → 2021-10-18
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Knightdale, NC
    New York, NY
    Virginia Beach, VA
    Wake Forest, NC
    Wake Forest, NC
    Raleigh, NC
    Raleigh, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-07
  • S66 Uniform Combined State Law Examination
    2020-12-07
Other Names
  • Quintina Rogers
  • Quintina Nekia Denise Rogers
  • Quintina N Wallace
  • Quintina Nekia Rogers
  • Quintina Nekia Denise Wallace
  • Quintina Wallace
  • Quintina D Rogers

View on SEC IAPD

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