Andrew Jay Garton

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-03-19
CA	RA	APPROVED	2023-12-25

TX RA
APPROVED

Since 2024-03-19
CA RA
APPROVED

Since 2023-12-25

Branch Locations

12830 El Camino Real, San Diego, CA 92130 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stone Mantel - Experience Strategy Consultancy	Draper	UT	07/2021	01/2022
Marriott International - Residence Inn Provo	Provo	UT	05/2021	07/2021
Brigham Young University - Provo	Provo	UT	08/2018	05/2021
The Church Of Jesus Christ Of Latter-Day Saints	Colorado Springs	CO	06/2016	08/2018
Merrill Lynch Wealth Management	San Diego	CA	01/2022	Present
Merrill Lynch	San Diego	CA	06/2019	08/2019

07/2021 → 01/2022

Stone Mantel - Experience Strategy Consultancy

Draper, UT
05/2021 → 07/2021

Marriott International - Residence Inn Provo

Provo, UT
08/2018 → 05/2021

Brigham Young University - Provo

Provo, UT
06/2016 → 08/2018

The Church Of Jesus Christ Of Latter-Day Saints

Colorado Springs, CO
01/2022 → Present

Merrill Lynch Wealth Management

San Diego, CA
06/2019 → 08/2019

Merrill Lynch

San Diego, CA

Other Businesses

I*: 2158262 Entity Type: Charitable Name of OBA: The Church of Jesus Christ of Latter-day Saints Address: San Diego, CA 92130 Investment Related: No Position, Title, Association: Financial Clerk Employee Start Date: 01/19/2025 Number of Hours: 4 hrs wkly Number of Hours during trading: 0 Duties: Financial Clerk for my church congregation The clerk has the following responsibilities: Record and deposit any funds received with a member of the bishopric. Review the financial statement each month and ensure that any issues are resolved promptly. Help the bishopric prepare the annual ward budget (see 34.6.1 and 34.6.2).Ensure that members have access to their statements of contributions and assist as needed. Help the bishop prepare and record tithing declarations. Participate in financial audits by stake auditors and take corrective actions if needed

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-12-22

S66 Uniform Combined State Law Examination

2023-12-22

Other Names

Andrew Garton

View on SEC IAPD