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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-03 |
| AR | RA | APPROVED | 2024-07-11 |
| MO | RA | APPROVED | 2024-05-10 |
Branch Locations
200 South Elm, Hope, AR 71802 • United States
2620 East Sunshine St, Springfield, MO 65804 • United States
1222 Rogers Ave, Fort Smith, AR 72901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Springfield | MO | 06/2019 | 07/2020 |
| Seitz & Roebuck Llc | Branson | MO | 06/2018 | 06/2019 |
| Dj's Pc's | Van Buren | OH | 08/2005 | 07/2018 |
| Bank Of America, N.A. | Springfield | MO | 08/2019 | 07/2020 |
| Edward Jones | St. Louis | MO | 07/2020 | 05/2024 |
| Cadence Bank | Springfield | MO | 05/2024 | Present |
| Lpl Financial | Springfield | MO | 05/2024 | Present |
1. 04/25/2024- Cadence Investment Services- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-24 |
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