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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-14 |
| CA | RA | APPROVED | 2022-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 11/2021 | 05/2022 |
| Starbucks | San Bruno | CA | 11/2015 | 05/2020 |
| Unemployed | South San Francisco | CA | 06/2020 | 11/2020 |
| University Of California, Davis | Davis | CA | 06/2015 | 06/2020 |
| Merrill Lynch | San Mateo | CA | 06/2019 | 09/2019 |
| Morgan Stanley Smith Barney Llc | Palo Alto | CA | 05/2022 | Present |
| Bank Of America | South San Francisco | CA | 11/2020 | 11/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-19 |
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