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Timothy Thomas Iseler

Iseler Financial

Durham, NC

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Current Employers
Iseler Financial

Durham, NC • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-07-05
  • NC RA
    APPROVED
    Since 2019-07-05

Branch Locations

Durham, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Iseler Financial, Llc Durham NC 05/2019 Present
Self-Employed Durham NC 03/2005 Present
  • 05/2019 → Present
    Iseler Financial, Llc
    Durham, NC
  • 03/2005 → Present
    Self-Employed
    Durham, NC
Other Businesses

Self-Employed/Not Investment Related/Durham, NC/Audio Engineer & Musician/Sole Proprietor/Start Date: February 2005/Involves 10% or less time each month after traditional business hours/Mr. Iseler periodically works as a self-employed audio engineer and musician in the music industry. This activity typically involves less than 10% of his time each month after traditional business hours and is not perceived to be a conflict of interest with his investment advisory activities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-27
  • S65 Uniform Investment Adviser Law Examination
    2019-03-27
Designations
Other Names
  • Tim Iseler

View on SEC IAPD

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