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Durham, NC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-07-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Iseler Financial, Llc | Durham | NC | 05/2019 | Present |
| Self-Employed | Durham | NC | 03/2005 | Present |
Self-Employed/Not Investment Related/Durham, NC/Audio Engineer & Musician/Sole Proprietor/Start Date: February 2005/Involves 10% or less time each month after traditional business hours/Mr. Iseler periodically works as a self-employed audio engineer and musician in the music industry. This activity typically involves less than 10% of his time each month after traditional business hours and is not perceived to be a conflict of interest with his investment advisory activities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-27 |
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