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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2025-11-18 |
Branch Locations
23 Water Street Suite 303, Bangor, ME 04401-6373 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Modern Woodmen Of America | Rock Island | IL | 09/2020 | 06/2021 |
| Symmetry Financial Group | Falmouth | ME | 02/2020 | 07/2020 |
| Morgan Stanley | Portland | ME | 06/2019 | 02/2020 |
| Play It Again Sports | Portland | ME | 11/2016 | 06/2020 |
| Bangor Lawn And Landscape | Bangor | ME | 05/2017 | 08/2017 |
| University Of Southern Maine | Portland | ME | 09/2015 | 12/2019 |
| Guidance Point Retirement Services, Llc | Portland | ME | 02/2024 | 10/2024 |
| Nate Holyoke Builders | Bucksport | ME | 06/2021 | 10/2021 |
| First National Bank | Bangor | ME | 10/2021 | 02/2024 |
| Cetera Investment Services Llc | St Cloud | MN | 11/2024 | 11/2025 |
| First National Bank | Bangor | ME | 11/2024 | 11/2025 |
| Cetera Investment Advisers Llc | Bangor | ME | 01/2025 | 11/2025 |
| Rbc Capital Markets, Llc | Bangor | ME | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-18 |
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