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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-03
  • TX RA
    APPROVED
    Since 2024-09-03

Branch Locations

201 E Central Texas Expy, Unit 1800, Harker Heights, TX 76548 • United States

2362 Sw Hk Dodgen Loop, Temple, TX 76504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Waco TX 10/2017 08/2024
Bank Of America, N.A. Waco TX 10/2017 08/2024
United States Marine Corps Sneads Ferry NC 10/2005 11/2017
J.P. Morgan Securities Llc Temple TX 08/2024 Present
Jpmorgan Chase Bank, N.A. Temple TX 08/2024 Present
Tcb Pet Waste Management Llc Temple TX 08/2024 Present
Creative Solutions Plus Llc Austin TX 06/2023 Present
Three Plus Holdings Llc Sheridan WY 06/2023 Present
Hogs N' Logs Temple TX 03/2019 Present
  • 10/2017 → 08/2024
    Waco, TX
  • 10/2017 → 08/2024
    Bank Of America, N.A.
    Waco, TX
  • 10/2005 → 11/2017
    United States Marine Corps
    Sneads Ferry, NC
  • 08/2024 → Present
    Temple, TX
  • 08/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Temple, TX
  • 08/2024 → Present
    Tcb Pet Waste Management Llc
    Temple, TX
  • 06/2023 → Present
    Creative Solutions Plus Llc
    Austin, TX
  • 06/2023 → Present
    Three Plus Holdings Llc
    Sheridan, WY
  • 03/2019 → Present
    Hogs N' Logs
    Temple, TX
Previous Registrations
Other Businesses

Entity Name: TCB Pet Waste Management LLC Investment related: No Address: Temple, Texas Nature of the other business: Waste Management Position/Title/Relationship: Owner/Partner Start Date: 08/24/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Subscription based service for pet waste management from residential and commercial properties Entity Name: Three Plus Holdings LLC Investment related: Yes Address: Sheridan, Wyoming Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/23/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Real Estate investing with a focus to JV, fix and flip, wholesale support, double closing, earnest money and other escrow related interactions Entity Name: Hogs N' Logs Investment related: No Address: Temple, Texas Nature of the other business: Farming Position/Title/Relationship: Owner/Partner Start Date: 03/18/2019 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Family Farm for livestock. Entity Name: Creative Solutions Plus LLC Investment related: Yes Address: Austin, Texas Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/23/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Real Estate investing with a focus to JV, fix and flip, wholesale support, double closing, earnest money and other escrow related interactions

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-15
  • S66 Uniform Combined State Law Examination
    2019-09-15
Other Names
  • Johnathan Baker
  • John David Baker
  • Johnathan D Baker

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