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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-03 |
Branch Locations
201 E Central Texas Expy, Unit 1800, Harker Heights, TX 76548 • United States
2362 Sw Hk Dodgen Loop, Temple, TX 76504 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Waco | TX | 10/2017 | 08/2024 |
| Bank Of America, N.A. | Waco | TX | 10/2017 | 08/2024 |
| United States Marine Corps | Sneads Ferry | NC | 10/2005 | 11/2017 |
| J.P. Morgan Securities Llc | Temple | TX | 08/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Temple | TX | 08/2024 | Present |
| Tcb Pet Waste Management Llc | Temple | TX | 08/2024 | Present |
| Creative Solutions Plus Llc | Austin | TX | 06/2023 | Present |
| Three Plus Holdings Llc | Sheridan | WY | 06/2023 | Present |
| Hogs N' Logs | Temple | TX | 03/2019 | Present |
Entity Name: TCB Pet Waste Management LLC Investment related: No Address: Temple, Texas Nature of the other business: Waste Management Position/Title/Relationship: Owner/Partner Start Date: 08/24/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Subscription based service for pet waste management from residential and commercial properties Entity Name: Three Plus Holdings LLC Investment related: Yes Address: Sheridan, Wyoming Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/23/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Real Estate investing with a focus to JV, fix and flip, wholesale support, double closing, earnest money and other escrow related interactions Entity Name: Hogs N' Logs Investment related: No Address: Temple, Texas Nature of the other business: Farming Position/Title/Relationship: Owner/Partner Start Date: 03/18/2019 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Family Farm for livestock. Entity Name: Creative Solutions Plus LLC Investment related: Yes Address: Austin, Texas Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/23/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Real Estate investing with a focus to JV, fix and flip, wholesale support, double closing, earnest money and other escrow related interactions
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-15 |
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