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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-10 |
| VA | RA | APPROVED | 2023-06-29 |
Branch Locations
1751 Pinnacle Drive Suite 425, Mclean, VA 22102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vlp Financial Advisors | Vienna | VA | 06/2020 | Present |
| Cassaday And Company | Mclean | VA | 06/2019 | 08/2019 |
| Virginia Tech Student Affairs | Blacksburg | VA | 08/2018 | 03/2020 |
| Virginia Tech | Blacksburg | VA | 08/2016 | 06/2020 |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2020 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: VLP FINANCIAL ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/2020; POSITION/TITLE/RELATIONSHIP: CLIENT SERVICE ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE; 2. NAME OF OTHER BUSINESS: FINANCIAL PLANNING ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 1478 GREENMONT CT, RESTON, VA 20190; NATURE OF BUSINESS: NETWORKING & COLLABORATION; START DATE: 1/2022 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER/COMMITTEE CHAIR; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: NEXGEN COMMITTEE CHAIR, COLLABORATING WITH YOUNG PLANNERS/ADVISORS IN DC AREA THROUGH NETWORKING EVENTS & HOSTING RETREATS, BOOKING INDUSTRY SPEAKERS & VENUES, PRESENTING ON APPROVAL PLANNING TOPICS; 3. NAME OF OTHER BUSINESS: VIRGINIA TECH FINANCIAL PLANNING ADVISORY BOARD; INVESTMENT RELATED: NO; ADDRESS: 1016 PAMPLIN HALL BLACKSBURG, VA 20146; NATURE OF BUSINESS: BOARD; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ASSIST PROGRAM DIRECTOR, PROVIDE OVERSIGHT OF FINANCIAL PLANNING TO INCORPORATE INTO PROGRAM;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-02 |
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