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1 World Trade 57Th Floor, New York, NY 10007 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-30 |
| NY | RA | APPROVED | 2023-06-23 |
Branch Locations
1 World Trade 57Th Floor, New York, NY 10007 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Brokerage Solutions Llc | New York | NY | 08/2019 | 05/2022 |
| Masterworks.iO, Llc | New York | NY | 06/2018 | 06/2023 |
| Artnet Auctions | New York | NY | 01/2014 | 06/2018 |
| Arete Wealth Management, Llc | Chicago | IL | 10/2021 | 06/2023 |
| Arete Wealth Advisors, Llc | Chicago | IL | 06/2022 | 06/2023 |
| Masterworks Advisers, Llc | New York | NY | 06/2023 | Present |
the name of the other business: Masterworks, LLC whether the business is investment-related: Yes the address of the other business:1 World Trade Center, Floor 57, New York, NY, 10007 the nature of the other business: Alternative investment platform your position: employee title, or relationship with the other business: Masterworks Platform Associate the start date of your relationship: September 2023 the approximate number of hours/month you devote to the other business: 5 hours per week the number of hours you devote to the other business during securities trading hours: 5 hours per week and briefly describe your duties relating to the other business: perform defined administrative functions for the Masterworks Platform
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-16 |
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