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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

Houston, TX • United States

4550 Post Oak Pl Ste 125, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Domino's College Station TX 05/2016 02/2020
Img Financial Group, Inc. Houston TX 06/2018 08/2018
Efficient Wealth Managment The Woodlands TX 06/2017 08/2017
Texas A&M University College Station TX 05/2015 05/2019
Securian Financial Services Inc St. Paul MN 06/2019 08/2023
Minnesota Life Insurance Company St. Paul MN 06/2019 08/2023
Img Financial Group, Inc. Houston TX 06/2019 Present
Cetera Wealth Services, Llc Houston TX 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 05/2016 → 02/2020
    Domino's
    College Station, TX
  • 06/2018 → 08/2018
    Img Financial Group, Inc.
    Houston, TX
  • 06/2017 → 08/2017
    Efficient Wealth Managment
    The Woodlands, TX
  • 05/2015 → 05/2019
    Texas A&M University
    College Station, TX
  • 06/2019 → 08/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 06/2019 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 06/2019 → Present
    Img Financial Group, Inc.
    Houston, TX
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Houston, TX
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-08-07 → 2023-08-10
    Securian Financial Services, Inc.
    Houston, TX
    St. Paul, MN
Other Businesses

IMG FINANCIAL GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2019 ADDRESS: , Houston TX , United States DESCRIPTION: Agent/Broker BOARD MEMBER - HARRIS COUNTY MUNICIPAL UTILITY DISTRICT NO. 493 POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/25/2021 ADDRESS: 4550 Post Oak Place Drive, Houston TX 77027, United States DESCRIPTION: I have been invited to sit on the Municipal Utility District (MUD) board for Harris County Municipal Utility District no. 493. I will be approving proposed utility developments

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-25
  • S66 Uniform Combined State Law Examination
    2019-07-25
Designations
Other Names
  • Tommy Jude Vicknair

View on SEC IAPD

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