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Houston, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | Friendswood | TX | 02/2007 | 09/2022 |
| First Allied Advisory Services, Inc. | Deer Park | TX | 05/2010 | 11/2020 |
| Lifestyle Asset Management, Inc. | Deer Park | TX | 06/2018 | 02/2024 |
| Cetera Investment Advisors Llc | Deer Park | TX | 11/2020 | 02/2024 |
| Cetera Advisors Llc | Deer Park | TX | 09/2022 | 02/2024 |
| Lockwood Wealth Strategies, Llc | Houston | TX | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-11 |
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