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Breck Knapp Judd

Cetera Investment Advisers LLC

Cedar City, UT

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2019-09-16
  • UT RA
    APPROVED
    Since 2019-09-16

Branch Locations

1322 S Interstate Dr, Cedar City, UT 84720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Bank Of Southern Utah Cedar City UT 05/2016 Present
Cetera Investment Services Llc St. Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Cedar City UT 09/2019 Present
  • 05/2016 → Present
    State Bank Of Southern Utah
    Cedar City, UT
  • 06/2019 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 09/2019 → Present
    Cetera Investment Advisers Llc
    Cedar City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-13
  • S66 Uniform Combined State Law Examination
    2019-09-13

View on SEC IAPD

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