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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-30 |
| CA | RA | APPROVED | 2023-10-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2020 | 06/2020 |
| Cameron Chapman - Financial Professional | Los Angeles | CA | 10/2019 | 06/2020 |
| Axa Advisors, Llc | Los Angeles | CA | 06/2019 | 08/2019 |
| Kolob Construction | Fairfield | CA | 06/2011 | 08/2018 |
| Cal Poly University - Pomona | Pomona | CA | 08/2015 | 05/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2020 | 10/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Monica | CA | 09/2023 | Present |
| Keybank (Gradfin) | Los Angeles | CA | 01/2022 | 08/2023 |
| Bank Of America N.A. | Santa Monica | CA | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-03 |
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