Emma Catherine Thomas

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-13
IL	RA	APPROVED	2024-09-17

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chicago	IL	06/2019	10/2021
Bank Of America, N.A.	Chicago	IL	06/2019	10/2021
Corleone's Italian Restaurant	Morris	IL	12/2013	05/2019
Greenhorn Saloon And Eatery	Morris	IL	12/2014	01/2017
Siu Achieve Program	Carbondale	IL	09/2016	12/2017
Southern Illinois Local Media Group	Carbondale	IL	01/2018	03/2019
J.P. Morgan Securities Llc	Chicago	IL	10/2021	08/2024
Jpmorgan Chase Bank, N.A.	Chicago	IL	10/2021	08/2024
The Rock Agency	Chicago	IL	08/2023	Present
Sanford C. Bernstein & Co., Llc	Chicago	IL	09/2024	Present

06/2019 → 10/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
06/2019 → 10/2021

Bank Of America, N.A.

Chicago, IL
12/2013 → 05/2019

Corleone's Italian Restaurant

Morris, IL
12/2014 → 01/2017

Greenhorn Saloon And Eatery

Morris, IL
09/2016 → 12/2017

Siu Achieve Program

Carbondale, IL
01/2018 → 03/2019

Southern Illinois Local Media Group

Carbondale, IL
10/2021 → 08/2024

J.P. Morgan Securities Llc

Chicago, IL
10/2021 → 08/2024

Jpmorgan Chase Bank, N.A.

Chicago, IL
08/2023 → Present

The Rock Agency

Chicago, IL
09/2024 → Present

Sanford C. Bernstein & Co., Llc

Chicago, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-10-25