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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephen F. Austin State University | Nacogdoches | TX | 01/2016 | 05/2019 |
| Cartridge World | Nacogdoches | TX | 03/2017 | 08/2017 |
| Stephen F. Austin State University Athletics | Nacogdoches | TX | 03/2016 | 01/2019 |
| Fidelity Brokerage Services Llc | Westlake | TX | 06/2019 | 12/2019 |
| Fedex | Longview | TX | 12/2016 | 12/2016 |
| Fedex | Longview | TX | 12/2017 | 12/2017 |
| Ameriprise Financial Services, Inc. | Tyler | TX | 01/2020 | 02/2021 |
| Fidelity Brokerage Services Llc | Westlake | TX | 03/2021 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-65655|OrgNmn:TikTok|Org Addr:Los Angele,California,US|OBA Nature:Social Media|Invst Rel:N|Title:Creator|Duties:Make Videos on non-periodic basis|StrtDt:|TotHrs/mon:10|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-06 |
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