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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-10-23 |
Branch Locations
333-355 Se 2Nd Ave Ste 3700, 37Th Fl, Miami, FL 33131 • United States
396 Alhambra Cir 8Th Fl, Coral Gables, FL 33134 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City National Bank | Miami | FL | 11/2011 | 10/2018 |
| Raymond James Financial Services, Inc. | Miami | FL | 12/2014 | 10/2018 |
| Raymond James Financial Services Advisors Inc. | Miami | FL | 12/2014 | 10/2018 |
| Miami Dade Community Council 10 | Miami | FL | 11/2015 | Present |
| Wells Fargo Clearing Services, Llc | Coral Gables | FL | 10/2018 | Present |
RENTAL PROPERTY, INV RELATED, JENSEN BEACH, FL, 100% OWNERSHIP, START 2/1/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, SEASONAL RENTAL. SAND DOLLAR SHORES CONDOMINIUM ASSOCIATION; NOT INV. RELATED; JENSEN BEACH, FL; SECRETARY; HOA; STARAT DATE 1/11/2024; 4 HRS PER MONTH; 1 HR DURING TRADING; DUTIES: ATTEND METINGS, OVERSEE THE AGENDAS AND MINUTES OF MEETINGS; OVERSEE THE COMMUNICATIONS FOR THE GENERAL COMMUNITY AND HELPING MAKE OPERATIONAL DECISIONS FOR THE COMPLEX. CALA NYC INVESTMENTS LLC; INV. RELATED; MIAMI, FL; 50% OWNERSHIP; PROTECT ASSETS AND INVESTMENTS IN REAL ESTATE; START DATE: 6/3/2024; 1 HOUR PER MONTH; 0 HOURS DURING BUSINESS. RENTAL PROPERTY; INV. RELATED; NEW YORK, NY; 50% OWNERSHIP; START DATE7/15/2024; 1 HOUR PER MONTH; 0 HOURS DURING TRADING. | MIAMI DADE COMMUNITY COUNCIL; INV RELATED; MIAMI, FL; BOARD MEMBER/CHAIRMAN; 02/2025; 3 HOURS PER MONTH; NO HOURS DURING TRADING; ZONING AND LAND USE DECISION BODY | CALA SKI INVESTMENTS, LLC ; INV RELATED;MIAMI,FL; REAL ESTATE ;50% OWNERSHIP; START DATE: 05/20/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - 2350 SKI TRAIL LN #236 ; INV RELATED;STEAMBOAT SPRINGS,CO; RENTAL PROPERTY;50% OWNERSHIP; START DATE: 7/31/2026; 20 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-22 |
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