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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-14
  • CA RA
    APPROVED
    Since 2023-06-14

Branch Locations

Artesia, CA • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. - Merrill Lynch New York NY 06/2019 07/2021
University Of California Berkeley Berkeley CA 01/2016 05/2019
Plaza Bank Irvine CA 06/2017 08/2017
Bank Of America, N.A. - Merill Lynch New York NY 06/2018 08/2018
Capital Group - American Funds Distributors, Inc. Los Angeles CA 04/2022 09/2024
Teksystems Newport Beach CA 07/2021 04/2022
University Of California, Berkeley Berkeley CA 09/2016 05/2019
Capital Client Group, Inc. Los Angeles CA 09/2024 Present
  • 06/2019 → 07/2021
    Bank Of America, N.A. - Merrill Lynch
    New York, NY
  • 01/2016 → 05/2019
    University Of California Berkeley
    Berkeley, CA
  • 06/2017 → 08/2017
    Plaza Bank
    Irvine, CA
  • 06/2018 → 08/2018
    Bank Of America, N.A. - Merill Lynch
    New York, NY
  • 04/2022 → 09/2024
    Capital Group - American Funds Distributors, Inc.
    Los Angeles, CA
  • 07/2021 → 04/2022
    Teksystems
    Newport Beach, CA
  • 09/2016 → 05/2019
    University Of California, Berkeley
    Berkeley, CA
  • 09/2024 → Present
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-19
  • S66 Uniform Combined State Law Examination
    2019-09-19
Other Names
  • Alexa Ocampo

View on SEC IAPD

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