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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-14 |
Branch Locations
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. - Merrill Lynch | New York | NY | 06/2019 | 07/2021 |
| University Of California Berkeley | Berkeley | CA | 01/2016 | 05/2019 |
| Plaza Bank | Irvine | CA | 06/2017 | 08/2017 |
| Bank Of America, N.A. - Merill Lynch | New York | NY | 06/2018 | 08/2018 |
| Capital Group - American Funds Distributors, Inc. | Los Angeles | CA | 04/2022 | 09/2024 |
| Teksystems | Newport Beach | CA | 07/2021 | 04/2022 |
| University Of California, Berkeley | Berkeley | CA | 09/2016 | 05/2019 |
| Capital Client Group, Inc. | Los Angeles | CA | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-19 |
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