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176 Granite Street, Quincy, MA 02169 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-11-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Granite Advisors | Fort Mill | SC | 02/2022 | Present |
| Credit Suisse Securities | Morrisville | NC | 06/2019 | 09/2021 |
| Wells Fargo & Co | Charlotte | NC | 12/2012 | 03/2019 |
| Unemployed | N/A | XX | 09/2021 | 02/2022 |
1. Dennis & Associates, not investment related, 1606 Kilburn Lane, Fort Mill, SC; CPA services; associate; 01/2022; 100 hours per month - all during trading hours; provide accounting services to company clients. 2. Dennis & Associates, investment related, 1606 Kilburn Lane, Fort Mill, SC; CPA services; insurance salesman; 01/2022; 100 hours per month - all during trading hours; provide insurance services to clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-15 |
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