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Joseph Lawrence Epstein

Capital Client Group, Inc.

Los Angeles, CA

Los Angeles, CA

Redondo Beach, CA

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-26
  • CA RA
    APPROVED
    Since 2025-07-26

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

Redondo Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Distributors, Llc / Equitable Distributors, Inc. Jersey City NJ 07/2019 04/2021
Auburn University Auburn AL 08/2015 05/2019
Jbw Trading Llc Tampa FL 06/2018 08/2018
Autograph Properties Tampa FL 06/2017 08/2017
Franklin Distributors, Llc San Mateo CA 07/2021 04/2025
Capital Group / Capital Client Group, Inc. Los Angeles CA 05/2025 Present
  • 07/2019 → 04/2021
    Axa Distributors, Llc / Equitable Distributors, Inc.
    Jersey City, NJ
  • 08/2015 → 05/2019
    Auburn University
    Auburn, AL
  • 06/2018 → 08/2018
    Jbw Trading Llc
    Tampa, FL
  • 06/2017 → 08/2017
    Autograph Properties
    Tampa, FL
  • 07/2021 → 04/2025
    Franklin Distributors, Llc
    San Mateo, CA
  • 05/2025 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-25
S63 Uniform Securities Agent State Law Examination 2019-09-27
  • S66 Uniform Combined State Law Examination
    2025-07-25
  • S63 Uniform Securities Agent State Law Examination
    2019-09-27
Other Names
  • Joseph Epstein
  • Joseph Lawrence Epstein
  • Joseph Epstein
  • Joseph Lawrence Epstein

View on SEC IAPD

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Sarah Mushtaq Chhotani
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Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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