Andrew David Morales

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-08-30
CA	RA	APPROVED	2022-08-17

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Principal Life Insurance Company	Costa Mesa	CA	09/2021	06/2022
Principal Securities Inc	Costa Mesa	CA	09/2021	06/2022
Precision Financial Solutions	Claremont	CA	06/2021	06/2022
Freedom Club	Champlin	MN	08/2016	09/2016
St Olaf	Northfield	MN	09/2015	01/2018
Ef Japan	Tokyo		06/2017	07/2017
Full Time Student	Minneapolis	MN	08/2017	06/2019
Wells Fargo Advisors	Washington	DC	06/2019	08/2019
Full Time Student	Portland	OR	09/2019	05/2020
Wells Fargo Wfii	Minneapolis	MN	07/2020	06/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Upland	CA	07/2022	Present
Lewis & Clark College	Portland	OR	01/2018	07/2020
Bank Of America, N.A.	Upland	CA	09/2022	Present

09/2021 → 06/2022

Principal Life Insurance Company

Costa Mesa, CA
09/2021 → 06/2022

Principal Securities Inc

Costa Mesa, CA
06/2021 → 06/2022

Precision Financial Solutions

Claremont, CA
08/2016 → 09/2016

Freedom Club

Champlin, MN
09/2015 → 01/2018

St Olaf

Northfield, MN
06/2017 → 07/2017

Ef Japan

Tokyo
08/2017 → 06/2019

Full Time Student

Minneapolis, MN
06/2019 → 08/2019

Wells Fargo Advisors

Washington, DC
09/2019 → 05/2020

Full Time Student

Portland, OR
07/2020 → 06/2021

Wells Fargo Wfii

Minneapolis, MN
07/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Upland, CA
01/2018 → 07/2020

Lewis & Clark College

Portland, OR
09/2022 → Present

Bank Of America, N.A.

Upland, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-12-15

Other Firms