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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-21
CA RA APPROVED 2020-01-22
  • TX RA
    APPROVED_RES
    Since 2022-03-21
  • CA RA
    APPROVED
    Since 2020-01-22

Branch Locations

44 Montgomery St Ste 3100, San Francisco, CA 94104 • United States

100 Pringle Ave Ste 420, Walnut Creek, CA 94596-7385 • United States

Vacaville, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Francisco CA 06/2019 03/2020
Janssen Supply Chain / Alza Corporation Vacaville CA 03/1999 04/2019
Unemployed Vacaville CA 04/2019 06/2019
Ameriprise Financial Services, Llc Walnut Creek CA 03/2020 Present
  • 06/2019 → 03/2020
    Ameriprise Financial Services, Inc.
    San Francisco, CA
  • 03/1999 → 04/2019
    Janssen Supply Chain / Alza Corporation
    Vacaville, CA
  • 04/2019 → 06/2019
    Unemployed
    Vacaville, CA
  • 03/2020 → Present
    Walnut Creek, CA
Other Businesses

Outside Employment; Cloth Carousel; I am a 1099 independent contractor and I teach classes in knitting, crochet and sewing at the shop.; 1099 contractor teaching knitting, crochet and sewing classes; 150 Parker St Suite B, , Vacaville, CA, 95688; Not Investment-Related; 06/01/2017; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; long arm quilting; Provide long arm quilting services. I own the machine and would provide the service to referrals from the local quilt store and through word of mouth. I will charge for labor and materials. The work will happen at my home, but all interactions with customers will be at the local quilt store.; 150 Parker St Suite B, , Vacaville, CA, 95688; Not Investment-Related; 12/04/2023; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-02
  • S66 Uniform Combined State Law Examination
    2019-12-02

View on SEC IAPD

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