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Ethan Nguyen Ogden

Maia Wealth

Oakbrook Terrace, IL

Denver, CO

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Current Employers
Maia Wealth

1331 17Th Street Suite 800, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-06
IL RA APPROVED 2022-05-09
  • TX RA
    APPROVED_RES
    Since 2023-03-06
  • IL RA
    APPROVED
    Since 2022-05-09

Branch Locations

1 Mid Atlantic Plaza Floor 3, Oakbrook Terrace, IL 60181 • United States

1331 17Th Street Suite 800, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of California, Los Angeles Los Angeles CA 08/2015 06/2017
Cafe Casse Croute Anaheim, Ca CA 06/2016 06/2017
Equinox Chicago IL 07/2017 06/2019
Astor Investment Management, Llc Chicago IL 06/2019 05/2020
Northern Lights Distributors, Llc Omaha NE 06/2019 05/2020
Foreside Fund Services, Llc Wheaton IL 06/2020 05/2022
Innovator Capital Management, Llc Wheaton IL 05/2020 05/2022
Maia Wealth Denver CO 05/2022 Present
  • 08/2015 → 06/2017
    University Of California, Los Angeles
    Los Angeles, CA
  • 06/2016 → 06/2017
    Cafe Casse Croute
    Anaheim, Ca, CA
  • 07/2017 → 06/2019
    Equinox
    Chicago, IL
  • 06/2019 → 05/2020
    Astor Investment Management, Llc
    Chicago, IL
  • 06/2019 → 05/2020
    Northern Lights Distributors, Llc
    Omaha, NE
  • 06/2020 → 05/2022
    Foreside Fund Services, Llc
    Wheaton, IL
  • 05/2020 → 05/2022
    Innovator Capital Management, Llc
    Wheaton, IL
  • 05/2022 → Present
    Maia Wealth
    Denver, CO
Previous Registrations
  • 2019-08-01 → 2020-05-15
    Astor Investment Management Llc
    Chicago, IL
Other Businesses

06/2022: ODGEN VENTURES, LLC- MANAGING MEMBER. BOOKKEEPING ENTITY USED FOR INCOME RECEIVED THROUGH FINANCIAL PLANNING SERVICES. TIME SPENT = 40 HOURS/ MONTH. INSURANCE AGENT. VARIOUS CARRIERS. NOT INVESTMENT RELATED. TRADING HOURS TIME SPENT= 15 HOURS PER MONTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-09
  • S66 Uniform Combined State Law Examination
    2019-01-09
Other Names
  • Ethan Nguyen Ogden
  • Ethan Ogden

View on SEC IAPD

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