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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-09-18 |
Branch Locations
Scottsdale, AZ • United States
14274 N Northsight Blvd Ste 100, Scottsdale, AZ 85260-3956 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | Scottsdale | AZ | 11/2020 | 03/2021 |
| Northern Arizona University | Flagstaff | AZ | 08/2017 | 11/2020 |
| Cetera Investors | Phoenix | AZ | 06/2020 | 08/2020 |
| The Northwestern Mutual Life Insurance | Phoenix | AZ | 01/2020 | 04/2020 |
| The Fastenal Company | Flagstaff | AZ | 06/2018 | 01/2020 |
| Charles Schwab & Co. | Phoenix | AZ | 06/2019 | 08/2019 |
| Coconino High School | Flagstaff | AZ | 08/2013 | 06/2017 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 05/2021 | 04/2022 |
| Wells Fargo Advisors Financial Network, Llc | Scottsdale | AZ | 05/2022 | 11/2022 |
| Unemployed | Scottsdale | AZ | 11/2022 | 03/2023 |
| Principal Securities Inc | Phoenix | AZ | 03/2023 | 12/2024 |
| Principal Life Insurance Company | Phoenix | AZ | 03/2023 | 12/2024 |
| Lpl Financial Llc | Tempe | AZ | 12/2024 | 01/2025 |
| Ameriprise Financial Services, Llc | Scottsdale | AZ | 09/2025 | Present |
| Unemployed | Scottsdale | AZ | 02/2025 | 08/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-14 |
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