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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-01
VA RA APPROVED 2020-06-01
  • TX RA
    APPROVED
    Since 2020-06-01
  • VA RA
    APPROVED
    Since 2020-06-01

Branch Locations

3900 Westerre Pkwy. Ste. 103, Richmond, VA 23233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 06/2019 05/2020
Minnesota Life Insurance Co St Paul MN 06/2019 05/2020
Virginia Asset Management Midlothian VA 06/2019 05/2020
Toll Brothers Aldie VA 11/2017 04/2019
Prolawn Winchester VA 03/2017 09/2017
Integrity Landscaping Solutions Ashland VA 02/2014 03/2017
Cambridge Investment Research, Inc. Fairfield IA 06/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2020 Present
  • 06/2019 → 05/2020
    Securian Financial Services Inc
    St Paul, MN
  • 06/2019 → 05/2020
    Minnesota Life Insurance Co
    St Paul, MN
  • 06/2019 → 05/2020
    Virginia Asset Management
    Midlothian, VA
  • 11/2017 → 04/2019
    Toll Brothers
    Aldie, VA
  • 03/2017 → 09/2017
    Prolawn
    Winchester, VA
  • 02/2014 → 03/2017
    Integrity Landscaping Solutions
    Ashland, VA
  • 06/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2020 → Present
    Fairfield, IA
Previous Registrations
  • 2019-10-31 → 2020-06-02
    Securian Financial Services, Inc.
    Midlothian, VA
Other Businesses

1) EQUITY CONCEPTS, 2550 GASKINS RD STE A HENRICO VA, 06/2020, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 40 HR/MO 40 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 06/2020, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO 140 HR/MO TRADING 3) PBW FINANCIAL LLC, MECHANICSVILLE VA, 10/2022, OWNER, DBA, INV REL, 1 HR/MO 0 HR/MO TRADING 4) ADVISORS EXCEL, 2550 GASKINS RD STE A HENRICO VA, 11/2023, 1099 EMPLOYEE, REFERRALS, NIR, 2 HR/MO 0 HR/MO TRADING 5) EPHESIANS 210 LLC, 3900 Westerre Parkway, Suite 103, Richmond VA 23233, United States, 10/01/2024, OWNER, Owner/Partner of a Business Entity, INV REL, 160 HR/MO 130 HR/MO TRADING 6) THE LEGACY ADVISOR GROUP, 3900 WESTERRE PARKWAY SUITE 103 RICHMOND VA, 10/2024, IAR, DBA, INV REL, 160 HR/MO 160 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-06
  • S66 Uniform Combined State Law Examination
    2019-09-06
Other Names
  • Philip Beethoven-Wilson

View on SEC IAPD

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