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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-01 |
| VA | RA | APPROVED | 2020-06-01 |
Branch Locations
3900 Westerre Pkwy. Ste. 103, Richmond, VA 23233 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | St Paul | MN | 06/2019 | 05/2020 |
| Minnesota Life Insurance Co | St Paul | MN | 06/2019 | 05/2020 |
| Virginia Asset Management | Midlothian | VA | 06/2019 | 05/2020 |
| Toll Brothers | Aldie | VA | 11/2017 | 04/2019 |
| Prolawn | Winchester | VA | 03/2017 | 09/2017 |
| Integrity Landscaping Solutions | Ashland | VA | 02/2014 | 03/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2020 | Present |
1) EQUITY CONCEPTS, 2550 GASKINS RD STE A HENRICO VA, 06/2020, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 40 HR/MO 40 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 06/2020, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO 140 HR/MO TRADING 3) PBW FINANCIAL LLC, MECHANICSVILLE VA, 10/2022, OWNER, DBA, INV REL, 1 HR/MO 0 HR/MO TRADING 4) ADVISORS EXCEL, 2550 GASKINS RD STE A HENRICO VA, 11/2023, 1099 EMPLOYEE, REFERRALS, NIR, 2 HR/MO 0 HR/MO TRADING 5) EPHESIANS 210 LLC, 3900 Westerre Parkway, Suite 103, Richmond VA 23233, United States, 10/01/2024, OWNER, Owner/Partner of a Business Entity, INV REL, 160 HR/MO 130 HR/MO TRADING 6) THE LEGACY ADVISOR GROUP, 3900 WESTERRE PARKWAY SUITE 103 RICHMOND VA, 10/2024, IAR, DBA, INV REL, 160 HR/MO 160 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-06 |
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