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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-05
TX RA APPROVED 2023-05-05
  • CA RA
    APPROVED
    Since 2023-05-05
  • TX RA
    APPROVED
    Since 2023-05-05

Branch Locations

2931 Townsgate Road, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C Bernstein & Co Llc Los Angeles CA 08/2020 03/2023
Ubs Financial Services Newport Beach CA 05/2019 05/2020
Homrich Berg Atlanta GA 06/2018 08/2018
Scott Green Construction Co Simi Valley CA 01/2018 04/2018
Unemployed Simi Valley CA 04/2013 12/2017
University Of Southern California Los Angeles CA 08/2018 05/2020
Unemployed Simi Valley CA 06/2020 07/2020
Jpmorgan Chase Bank Na Westlake Village CA 04/2023 Present
Jpmorgan Securities Llc Westlake Village CA 04/2023 Present
Unemployed Simi Valley CA 05/2018 05/2018
  • 08/2020 → 03/2023
    Sanford C Bernstein & Co Llc
    Los Angeles, CA
  • 05/2019 → 05/2020
    Ubs Financial Services
    Newport Beach, CA
  • 06/2018 → 08/2018
    Homrich Berg
    Atlanta, GA
  • 01/2018 → 04/2018
    Scott Green Construction Co
    Simi Valley, CA
  • 04/2013 → 12/2017
    Unemployed
    Simi Valley, CA
  • 08/2018 → 05/2020
    University Of Southern California
    Los Angeles, CA
  • 06/2020 → 07/2020
    Unemployed
    Simi Valley, CA
  • 04/2023 → Present
    Jpmorgan Chase Bank Na
    Westlake Village, CA
  • 04/2023 → Present
    Jpmorgan Securities Llc
    Westlake Village, CA
  • 05/2018 → 05/2018
    Unemployed
    Simi Valley, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-18
S63 Uniform Securities Agent State Law Examination 2021-01-23
  • S66 Uniform Combined State Law Examination
    2023-04-18
  • S63 Uniform Securities Agent State Law Examination
    2021-01-23

View on SEC IAPD

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