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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-05-05 |
| TX | RA | APPROVED | 2023-05-05 |
Branch Locations
2931 Townsgate Road, Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanford C Bernstein & Co Llc | Los Angeles | CA | 08/2020 | 03/2023 |
| Ubs Financial Services | Newport Beach | CA | 05/2019 | 05/2020 |
| Homrich Berg | Atlanta | GA | 06/2018 | 08/2018 |
| Scott Green Construction Co | Simi Valley | CA | 01/2018 | 04/2018 |
| Unemployed | Simi Valley | CA | 04/2013 | 12/2017 |
| University Of Southern California | Los Angeles | CA | 08/2018 | 05/2020 |
| Unemployed | Simi Valley | CA | 06/2020 | 07/2020 |
| Jpmorgan Chase Bank Na | Westlake Village | CA | 04/2023 | Present |
| Jpmorgan Securities Llc | Westlake Village | CA | 04/2023 | Present |
| Unemployed | Simi Valley | CA | 05/2018 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-23 |
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