Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-09-12
  • IL RA
    APPROVED
    Since 2024-09-12

Branch Locations

Carol Stream, IL • United States

1 Oakbrook Terrace Suite 700, Oakbrook Terrace, IL 60181 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Highland Park IL 05/2021 09/2022
Charles Schwab Indianapolis IN 08/2020 04/2021
Cre Rentals Bloomington IN 08/2019 04/2020
Charles Schwab Schaumburg IL 06/2019 08/2019
The Village Deli Bloomington IN 11/2017 07/2018
Express Schaumburg IL 05/2017 07/2017
Indiana University At Bloomington Bloomington IN 08/2016 05/2020
Cetera Investment Services Llc St Cloud MN 11/2022 09/2024
Cetera Investment Advisers Llc Oak Brook IL 11/2022 09/2024
Afin Family Wealth Management Oak Brook IL 11/2022 09/2024
Unemployed Carol Stream IL 09/2022 10/2022
Ameriprise Financial Services, Llc Oakbrook Terrace IL 09/2024 Present
  • 05/2021 → 09/2022
    Fidelity Investments
    Highland Park, IL
  • 08/2020 → 04/2021
    Charles Schwab
    Indianapolis, IN
  • 08/2019 → 04/2020
    Cre Rentals
    Bloomington, IN
  • 06/2019 → 08/2019
    Charles Schwab
    Schaumburg, IL
  • 11/2017 → 07/2018
    The Village Deli
    Bloomington, IN
  • 05/2017 → 07/2017
    Express
    Schaumburg, IL
  • 08/2016 → 05/2020
    Indiana University At Bloomington
    Bloomington, IN
  • 11/2022 → 09/2024
    Cetera Investment Services Llc
    St Cloud, MN
  • 11/2022 → 09/2024
    Oak Brook, IL
  • 11/2022 → 09/2024
    Afin Family Wealth Management
    Oak Brook, IL
  • 09/2022 → 10/2022
    Unemployed
    Carol Stream, IL
  • 09/2024 → Present
    Oakbrook Terrace, IL
Previous Registrations
  • 2022-11-07 → 2024-09-06
    Oak Brook, IL
  • 2022-05-31 → 2022-09-13
    Fidelity Personal And Workplace Advisors
    Highland Park, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-25
  • S66 Uniform Combined State Law Examination
    2022-03-25
Other Names
  • Seena M Sartho
  • Seena Maria Sartho

View on SEC IAPD

More in Carol Stream, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor