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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-03-15
TX RA APPROVED 2020-08-25
PA RA APPROVED 2020-01-08
  • NJ RA
    APPROVED
    Since 2024-03-15
  • TX RA
    APPROVED
    Since 2020-08-25
  • PA RA
    APPROVED
    Since 2020-01-08

Branch Locations

Lambertville, NJ • United States

724 W Lancaster Ave, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2019 11/2019
Loco Pez Philadelphia PA 06/2017 08/2017
St. Joseph's University Philadelphia PA 05/2018 09/2018
St. Joseph's University Phildelphia PA 08/2015 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Conshohocken PA 12/2019 Present
Bank Of America, N.A. Conshohocken PA 01/2020 Present
  • 06/2019 → 11/2019
    Axa Advisors, Llc
    New York, NY
  • 06/2017 → 08/2017
    Loco Pez
    Philadelphia, PA
  • 05/2018 → 09/2018
    St. Joseph's University
    Philadelphia, PA
  • 08/2015 → 05/2019
    St. Joseph's University
    Phildelphia, PA
  • 12/2019 → Present
    Conshohocken, PA
  • 01/2020 → Present
    Bank Of America, N.A.
    Conshohocken, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-18
  • S66 Uniform Combined State Law Examination
    2019-10-18
Other Names
  • Justin J. Aikens
  • Justin Aikens

View on SEC IAPD

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