David Brett Harrison

Current Employers

Employment History

• 03/2001 → Present
  Self Employed
  Parowan, UT
• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. FIXED INSURANCE - LICENSED INSURANCE AGENT, DBA: HARRISON ENTERPRISES, LONG-TERM CARE/ MEDICARE SUPPLEMENT, HEALTH, ANNUITIES; 2. PRACTICING ATTORNEY FOR ESTATE PLANNING, WILLS AND LIVING TRUSTS; 3. NAME OF OTHER BUSINESS: NOTARY PUBLIC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: NOTARY PUBLIC; START DATE: 03/2009; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: VERIFY SIGNATURES ON DOCUMENTS; 4. NAME OF OTHER BUSINESS: BRETT HARRISON ENTERPRISES, INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING CORPORATION; START DATE: 8/2005; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: CORPORATION FOR PAYROLL AND TAX REPORTING PURPOSES; 5. NAME OF OTHER BUSINESS: INDEPENDANT CONTRACTOR TRAVEL BALL UMPIRE INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: UMPIRING BASEBALL START DATE: 5/15/2026 POSITION/TITLE/RELATIONSHIP: UMPIRE APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: UMPIRE TRAVEL BALL BASEBALL GAMES

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-12-14
• S63 Uniform Securities Agent State Law Examination
  2005-07-08