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Ian Forbes Mccollam

Ubs Financial Services Inc.

Los Gatos, CA

San Francisco, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-01
CA RA APPROVED 2022-07-29
NY RA APPROVED 2022-02-03
NJ RA APPROVED 2021-01-12
  • TX RA
    APPROVED
    Since 2022-08-01
  • CA RA
    APPROVED
    Since 2022-07-29
  • NY RA
    APPROVED
    Since 2022-02-03
  • NJ RA
    APPROVED
    Since 2021-01-12

Branch Locations

750 University Avenue Suite 250, Los Gatos, CA 95032 • United States

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Colorado At Boulder Boulder CO 08/2016 06/2020
Golden State Activewear San Jose CA 05/2017 08/2017
Swenson Builders Inc San Jose CA 06/2018 08/2018
Ubs Group Ag Los Gatos CA 06/2019 08/2019
Ubs Financial Services Inc. Weehawken NJ 07/2020 Present
  • 08/2016 → 06/2020
    University Of Colorado At Boulder
    Boulder, CO
  • 05/2017 → 08/2017
    Golden State Activewear
    San Jose, CA
  • 06/2018 → 08/2018
    Swenson Builders Inc
    San Jose, CA
  • 06/2019 → 08/2019
    Ubs Group Ag
    Los Gatos, CA
  • 07/2020 → Present
    Ubs Financial Services Inc.
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-11
  • S66 Uniform Combined State Law Examination
    2021-01-11
Other Names
  • Ian F Mccollam

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
J.P. MORGAN SECURITIES LLC
REACT INVESTMENT SOLUTIONS, LLC
LEGACY CAPITAL GROUP CALIFORNIA, INC.
INTEGRITY ALLIANCE, LLC.
CHARLES SCHWAB & CO., INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LOS GATOS FINANCIAL LLC

Other Investors

HARRY SAPUTRA
JENNIFER TRAN
ZACHARY D. LEVY
MARCELA GUADALUPE GONZALEZ
JOYCE WONG IRMER
LUCAS ORME
DIEU TRAN
ELYSSA JOY QUILLA VERZOSA

Other Offices

STRATEGIC ADVISERS LLC · LOS GATOS, CA
J.P. MORGAN SECURITIES LLC · LOS GATOS, CA
REACT INVESTMENT SOLUTIONS, LLC · LOS GATOS, CA
LEGACY CAPITAL GROUP CALIFORNIA, INC. · LOS GATOS, CA
INTEGRITY ALLIANCE, LLC. · Los Gatos, CA
CHARLES SCHWAB & CO., INC. · Los Gatos, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS GATOS, CA
LOS GATOS FINANCIAL LLC · LOS GATOS, CA

More in Los Gatos, CA

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