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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-12
NY RA APPROVED 2025-03-13
  • TX RA
    APPROVED_RES
    Since 2025-05-12
  • NY RA
    APPROVED
    Since 2025-03-13

Branch Locations

Mattituck, NY • United States

90 Park Ave 17Th Fl, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Forte Capital New York NY 06/2018 07/2019
Suny Maritime Bronx NY 08/2016 01/2020
Mml Investors Services, Llc New York NY 01/2025 Present
Massmutual Life Insurance Co New York NY 01/2025 Present
Fifth Avenue Financial New York NY 01/2025 Present
Spartan Capital Securities, Llc New York NY 01/2020 08/2024
Unemployed New York NY 09/2024 12/2024
  • 06/2018 → 07/2019
    Forte Capital
    New York, NY
  • 08/2016 → 01/2020
    Suny Maritime
    Bronx, NY
  • 01/2025 → Present
    New York, NY
  • 01/2025 → Present
    Massmutual Life Insurance Co
    New York, NY
  • 01/2025 → Present
    Fifth Avenue Financial
    New York, NY
  • 01/2020 → 08/2024
    Spartan Capital Securities, Llc
    New York, NY
  • 09/2024 → 12/2024
    Unemployed
    New York, NY
Other Businesses

NAME: ZACHARY STAGNO / FIFTH AVENUE FINANCIAL, INV REL: Y, ADD: 90 PARK AVE., 17TH FL, NEW YORK, NY, 10016 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 1/13/2025, NO. HR/MO: 10, NO. HR/MO DURING SEC TRADING: 5, DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-10
S63 Uniform Securities Agent State Law Examination 2021-03-19
  • S65 Uniform Investment Adviser Law Examination
    2025-03-10
  • S63 Uniform Securities Agent State Law Examination
    2021-03-19

View on SEC IAPD

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