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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-11-05 |
| TX | RA | APPROVED | 2019-09-26 |
| MN | RA | APPROVED | 2019-09-06 |
Branch Locations
833 E. Michigan Street Suite 1100, Milwaukee, WI 53202 • United States
401 Pinnacle Way Suite 152, Eau Claire, WI 54701 • United States
Eau Claire, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc. | Shoreview | MN | 06/2019 | Present |
| Saint John's University | Collegeville | MN | 03/2018 | 04/2019 |
| Unitedhealth Group | Minnetonka | MN | 06/2017 | 08/2017 |
| St. Cloud Country Club | St. Cloud | MN | 06/2018 | 08/2018 |
| Saint John's University | Collegeville | MN | 08/2015 | 05/2019 |
| City National Bank | Shoreview | MN | 10/2019 | Present |
1) NAME OF ENTITY: LYFT, Inc ADDRESS: 185 Berry Street, San Francisco, CA 94107 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Public Company START DATE: 12.03.24 CAPACITY: Ride sharing driver DUTIES: Ride sharing driver to earn extra cash HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: Chippewa Valley Symphony Foundation ADDRESS: 131 S Barstow St, Suite 101, Eau Claire, WI 54701 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Apr 16, 2026 CAPACITY: Committee/Council Member DUTIES: Joining the Foundation's Board of Trustees and serving on their investment committee to review the investments of the foundation's assets and donations. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-06 |
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