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Nicole G Matherne

Morgan Stanley

New Orleans, LA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-02-07
TX RA APPROVED 2025-02-07
  • LA RA
    APPROVED
    Since 2025-02-07
  • TX RA
    APPROVED
    Since 2025-02-07

Branch Locations

1100 Poydras Street Suite 1900, New Orleans, LA 70163 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St. Mary's Dominican High School New Orleans LA 08/2013 05/2018
Louisiana State University Baton Rouge LA 08/2018 05/2022
Wells Fargo Advisors Financial Network, Llc New Orleans LA 11/2021 08/2023
Morgan Stanley New Orleans LA 10/2023 Present
Morgan Stanley Private Bank, N.A New York NY 09/2025 Present
  • 08/2013 → 05/2018
    St. Mary's Dominican High School
    New Orleans, LA
  • 08/2018 → 05/2022
    Louisiana State University
    Baton Rouge, LA
  • 11/2021 → 08/2023
    Wells Fargo Advisors Financial Network, Llc
    New Orleans, LA
  • 10/2023 → Present
    Morgan Stanley
    New Orleans, LA
  • 09/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-01-25
S65 Uniform Investment Adviser Law Examination 2024-11-30
  • S63 Uniform Securities Agent State Law Examination
    2025-01-25
  • S65 Uniform Investment Adviser Law Examination
    2024-11-30
Other Names
  • Nicole Girau
  • Nicole Brooke Girau
  • Nikki Girau
  • Nicole Matherne
  • Nicole B Girau

View on SEC IAPD

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Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

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