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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-01
  • CA RA
    APPROVED
    Since 2026-07-01

Branch Locations

555 S. Flower Street Suite 810, Los Angeles, CA 90071 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 05/2021 06/2026
Steven Pendleton Delk Manhattan Beach CA 05/2019 05/2021
Southern Methodist University Dallas TX 08/2017 05/2021
Quest Capital Management Dallas TX 05/2020 08/2020
Lpl Financial Manhattan Beach CA 05/2019 08/2019
Pure Surfing Experience Manhattan Beach CA 06/2017 07/2017
Loyola High School Los Angeles CA 05/2014 05/2017
Bank Of America N.A. Los Angeles CA 10/2022 06/2026
Rbc Capital Markets, Llc Los Angeles CA 06/2026 Present
  • 05/2021 → 06/2026
    Los Angeles, CA
  • 05/2019 → 05/2021
    Steven Pendleton Delk
    Manhattan Beach, CA
  • 08/2017 → 05/2021
    Southern Methodist University
    Dallas, TX
  • 05/2020 → 08/2020
    Quest Capital Management
    Dallas, TX
  • 05/2019 → 08/2019
    Lpl Financial
    Manhattan Beach, CA
  • 06/2017 → 07/2017
    Pure Surfing Experience
    Manhattan Beach, CA
  • 05/2014 → 05/2017
    Loyola High School
    Los Angeles, CA
  • 10/2022 → 06/2026
    Bank Of America N.A.
    Los Angeles, CA
  • 06/2026 → Present
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-14
  • S66 Uniform Combined State Law Examination
    2022-04-14

View on SEC IAPD

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