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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-01 |
Branch Locations
555 S. Flower Street Suite 810, Los Angeles, CA 90071 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 05/2021 | 06/2026 |
| Steven Pendleton Delk | Manhattan Beach | CA | 05/2019 | 05/2021 |
| Southern Methodist University | Dallas | TX | 08/2017 | 05/2021 |
| Quest Capital Management | Dallas | TX | 05/2020 | 08/2020 |
| Lpl Financial | Manhattan Beach | CA | 05/2019 | 08/2019 |
| Pure Surfing Experience | Manhattan Beach | CA | 06/2017 | 07/2017 |
| Loyola High School | Los Angeles | CA | 05/2014 | 05/2017 |
| Bank Of America N.A. | Los Angeles | CA | 10/2022 | 06/2026 |
| Rbc Capital Markets, Llc | Los Angeles | CA | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-14 |
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