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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-11
CA RA APPROVED 2020-11-02
  • TX RA
    APPROVED
    Since 2020-11-11
  • CA RA
    APPROVED
    Since 2020-11-02

Branch Locations

1333 North California Boulevard Suite 133, Walnut Creek, CA 94596 • United States

555 California Street Pwm, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Walnut Creek CA 06/2019 Present
Bema Electronics, Inc. Fremont CA 06/2017 09/2017
Uc Santa Cruz Santa Cruz CA 09/2015 06/2019
State Board Of Equalization San Francisco CA 09/2016 10/2016
Bank Of America Dublin CA 06/2018 08/2018
Panda Express Santa Cruz CA 09/2017 10/2017
Jt Products Pleasanton CA 06/2013 03/2019
  • 06/2019 → Present
    Walnut Creek, CA
  • 06/2017 → 09/2017
    Bema Electronics, Inc.
    Fremont, CA
  • 09/2015 → 06/2019
    Uc Santa Cruz
    Santa Cruz, CA
  • 09/2016 → 10/2016
    State Board Of Equalization
    San Francisco, CA
  • 06/2018 → 08/2018
    Bank Of America
    Dublin, CA
  • 09/2017 → 10/2017
    Panda Express
    Santa Cruz, CA
  • 06/2013 → 03/2019
    Jt Products
    Pleasanton, CA
Other Businesses

*577640 - Suju Inc.; Investment Related: Yes; Fremont, California; Property Management/Promotional Items; Beneficial Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 12/2023; During Business Hours: 0; After Business Hours: 4; Property Management *577641 - JETA, LLC; Investment Related: Yes; Fremont, California; Real Estate; Beneficial Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 12/2023; During Business Hours: 0; After Business Hours: 4; Administrative

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-02
  • S66 Uniform Combined State Law Examination
    2020-11-02

View on SEC IAPD

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