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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-19 |
| LA | RA | APPROVED | 2023-07-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nbcuniversal | Orlando | FL | 02/2015 | 11/2019 |
| Palm Village Mandeville | Mandeville | LA | 04/2018 | 08/2020 |
| Mcloughlin Financial, Llc | Covington | LA | 01/2020 | Present |
| Cetera Advisor Networks | El Segundo | CA | 02/2021 | 08/2021 |
| Independent Financial Group | Covington | LA | 08/2021 | Present |
(1) MCLOUGHLIN FINANCIAL, LLC POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2021 ADDRESS: 357 Del Sol E., Covington LA 70433, United States DESCRIPTION: DBA name for marketing purposes. THE UNIVERSITY OF SOUTHERN MISSISSIPPI ALUMNI ASSOCIATION POSITION: Board Member NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/12/2025 ADDRESS: 102 Alumni Dr., Hattiesburg MS 39406, United States DESCRIPTION: Attend Board Meetings, Raise money for scholarships and help drive membership revenue, recruit alumni of the university to join the association. FINFLUENCE POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 10/03/2025 ADDRESS: 357 Del Sol E., Covington LA 70433, United States DESCRIPTION: I have started a brand coaching business helping financial advisors with their social media accounts, website design and producing brand stories.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-08-12 |
| S65 | Uniform Investment Adviser Law Examination | 2023-07-15 |
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