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Charlotte Mcloughlin Guinot

Independent Financial Group, LLC

Covington, LA

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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-19
LA RA APPROVED 2023-07-17
  • TX RA
    APPROVED_RES
    Since 2025-08-19
  • LA RA
    APPROVED
    Since 2023-07-17

Branch Locations

Covington, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nbcuniversal Orlando FL 02/2015 11/2019
Palm Village Mandeville Mandeville LA 04/2018 08/2020
Mcloughlin Financial, Llc Covington LA 01/2020 Present
Cetera Advisor Networks El Segundo CA 02/2021 08/2021
Independent Financial Group Covington LA 08/2021 Present
  • 02/2015 → 11/2019
    Nbcuniversal
    Orlando, FL
  • 04/2018 → 08/2020
    Palm Village Mandeville
    Mandeville, LA
  • 01/2020 → Present
    Mcloughlin Financial, Llc
    Covington, LA
  • 02/2021 → 08/2021
    Cetera Advisor Networks
    El Segundo, CA
  • 08/2021 → Present
    Independent Financial Group
    Covington, LA
Other Businesses

(1) MCLOUGHLIN FINANCIAL, LLC POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2021 ADDRESS: 357 Del Sol E., Covington LA 70433, United States DESCRIPTION: DBA name for marketing purposes. THE UNIVERSITY OF SOUTHERN MISSISSIPPI ALUMNI ASSOCIATION POSITION: Board Member NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/12/2025 ADDRESS: 102 Alumni Dr., Hattiesburg MS 39406, United States DESCRIPTION: Attend Board Meetings, Raise money for scholarships and help drive membership revenue, recruit alumni of the university to join the association. FINFLUENCE POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 10/03/2025 ADDRESS: 357 Del Sol E., Covington LA 70433, United States DESCRIPTION: I have started a brand coaching business helping financial advisors with their social media accounts, website design and producing brand stories.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-08-12
S65 Uniform Investment Adviser Law Examination 2023-07-15
  • S63 Uniform Securities Agent State Law Examination
    2023-08-12
  • S65 Uniform Investment Adviser Law Examination
    2023-07-15
Other Names
  • Charlotte Emily Mcloughlin
  • Charlotte Mcloughlin Guinot

View on SEC IAPD

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