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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-01-17 |
| TX | RA | APPROVED | 2024-01-17 |
Branch Locations
213 East Main St., Gaylord, MI 49735 • United States
319 Lake St., Roscommon, MI 48653 • United States
5982 Westside Saginaw Rd, Bay City, MI 48706 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
5982 Westside Saginaw Rd, Bay City, MI 48706 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B Jays Pizza | Bay City | MI | 05/2015 | 06/2019 |
| Saginaw Valley State University | Saginaw | MI | 08/2016 | 06/2020 |
| Cg Financial | Caro | MI | 06/2019 | 06/2020 |
| Raymond James Financial Services, Inc | Bay City | MI | 07/2020 | 01/2024 |
| Maier & Associates Financial Group. Inc. | Bay City | MI | 07/2020 | Present |
| Raymond James Financial Services Advisors, Inc | Bay City | MI | 11/2020 | 01/2024 |
| Lpl Financial Llc | Bay City | MI | 01/2024 | Present |
1- 12/2023 / Maier & Associates Financial Group. Inc. / DBA for LPL Business (entity for LPL business) / Investment Related / 130 hrs mnth / 6.5 hrs during trading / start date 7/1/2020 2- 13/2023 / Non-Variable Insurance / Investment Related / 20 hrs mnth / 1 hrs during trading / start date 7/1/2020
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-11-20 |
| S65 | Uniform Investment Adviser Law Examination | 2020-06-12 |
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