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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-29 |
Branch Locations
1801 Pine Island Road, Cape Coral, FL 33909 • United States
1522 Cape Coral Parkway West, Cape Coral, FL 33914 • United States
1600 Cape Coral Parkway East, Cape Coral, FL 33904 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Fort Myers | FL | 05/2019 | 11/2023 |
| Wells Fargo Clearing Services, Llc | Fort Myers | FL | 05/2019 | 11/2023 |
| Evolution Retirement Services | Fort Myers | FL | 11/2018 | 05/2019 |
| Elavon | Atlanta | GA | 11/2012 | 10/2018 |
| Fifth Third Securities | Naples | FL | 01/2024 | Present |
| Fifth Third Bank | Naples | FL | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-29 |
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