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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-04-21 |
Branch Locations
1225 Weisgarber Rd. Ste. 180, Knoxville, TN 37909 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Glenbard East High School | Lombard | IL | 07/2017 | 06/2018 |
| Sunrise Mountain High School | Peoria | AZ | 07/2016 | 06/2017 |
| Willowbrook High School | Villa Park | IL | 07/2018 | 06/2019 |
| Northwestern Mutual Life Insurance Company | Knoxville | TN | 06/2019 | 05/2024 |
| Northwestern Mutual Investment Services Llc | Knoxville | TN | 06/2019 | 05/2024 |
| Northwestern Mutual Wealth Management Company | Knoxville | TN | 10/2019 | 05/2024 |
| Lpl Financial Llc | Knoxville | TN | 05/2024 | 12/2024 |
| Massmutual Life Insurance Co | Knoxville | TN | 04/2025 | Present |
| Mml Investors Services, Llc | Knoxville | TN | 04/2025 | Present |
| Unemployed | Knoxville | TN | 12/2024 | 03/2025 |
| Innovative Planning Group | Knoxville | TN | 05/2024 | 12/2024 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-07-01 |
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