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Current Employers
Tortoise Investment Management, Llc

2 Westchester Park Drive Suite 215, White Plains, NY 10604 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-12-19
  • NY RA
    APPROVED
    Since 2022-12-19

Branch Locations

New York, NY • United States

2 Westchester Park Drive Suite 215, White Plains, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tortoise Investment Management, Llc White Plains NY 07/2022 Present
Phillips Exeter Academy Exeter NH 09/2014 06/2017
Williams College Williamstown MA 08/2017 05/2022
Putnam Plaza Super Liquors East Hartford CT 06/2018 08/2018
Janney Montgomery Scott Llc Glastonbury CT 06/2019 08/2019
Updike, Kelly & Spellacy Hartford CT 10/2020 01/2021
  • 07/2022 → Present
    White Plains, NY
  • 09/2014 → 06/2017
    Phillips Exeter Academy
    Exeter, NH
  • 08/2017 → 05/2022
    Williams College
    Williamstown, MA
  • 06/2018 → 08/2018
    Putnam Plaza Super Liquors
    East Hartford, CT
  • 06/2019 → 08/2019
    Janney Montgomery Scott Llc
    Glastonbury, CT
  • 10/2020 → 01/2021
    Updike, Kelly & Spellacy
    Hartford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-19
  • S65 Uniform Investment Adviser Law Examination
    2022-12-19
Other Names
  • Joey Rossetti
  • Joseph Rossetti

View on SEC IAPD

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