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Christopher Wessner

Wells Fargo Clearing Services, LLC

Marlton, NJ

Voorhees, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2020-07-27
TX RA APPROVED_RES 2019-10-15
NJ RA APPROVED 2019-08-12
  • DE RA
    APPROVED
    Since 2020-07-27
  • TX RA
    APPROVED_RES
    Since 2019-10-15
  • NJ RA
    APPROVED
    Since 2019-08-12

Branch Locations

7000 Lincoln Dr E Ste 301, Marlton, NJ 08053 • United States

Voorhees, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Marlton NJ 12/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-09
  • S66 Uniform Combined State Law Examination
    2019-08-09

View on SEC IAPD

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