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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-23
TX RA APPROVED 2023-01-23
  • CA RA
    APPROVED
    Since 2023-01-23
  • TX RA
    APPROVED
    Since 2023-01-23

Branch Locations

1888 Century Park E, Floor 5, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Los Angeles CA 05/2019 09/2022
Indiana University Bloomington IN 08/2014 05/2018
Unemployed Los Angeles CA 06/2018 04/2019
Sanctuary Securities, Inc. Los Angeles CA 09/2022 12/2022
Sanctuary Advisors, Llc Los Angeles CA 09/2022 12/2022
National Institute For Excellence In Tea Santa Monica CA 07/2017 08/2017
Jpmorgan Chase Bank, Na Los Angeles CA 01/2023 Present
Jpmorgan Securities Llc Los Angeles CA 01/2023 Present
  • 05/2019 → 09/2022
    Los Angeles, CA
  • 08/2014 → 05/2018
    Indiana University
    Bloomington, IN
  • 06/2018 → 04/2019
    Unemployed
    Los Angeles, CA
  • 09/2022 → 12/2022
    Sanctuary Securities, Inc.
    Los Angeles, CA
  • 09/2022 → 12/2022
    Los Angeles, CA
  • 07/2017 → 08/2017
    National Institute For Excellence In Tea
    Santa Monica, CA
  • 01/2023 → Present
    Jpmorgan Chase Bank, Na
    Los Angeles, CA
  • 01/2023 → Present
    Jpmorgan Securities Llc
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-24
  • S66 Uniform Combined State Law Examination
    2020-11-24
Other Names
  • Joseph Plutsky
  • Joseph Harris Plutsky

View on SEC IAPD

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