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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-01-23 |
| TX | RA | APPROVED | 2023-01-23 |
Branch Locations
1888 Century Park E, Floor 5, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 05/2019 | 09/2022 |
| Indiana University | Bloomington | IN | 08/2014 | 05/2018 |
| Unemployed | Los Angeles | CA | 06/2018 | 04/2019 |
| Sanctuary Securities, Inc. | Los Angeles | CA | 09/2022 | 12/2022 |
| Sanctuary Advisors, Llc | Los Angeles | CA | 09/2022 | 12/2022 |
| National Institute For Excellence In Tea | Santa Monica | CA | 07/2017 | 08/2017 |
| Jpmorgan Chase Bank, Na | Los Angeles | CA | 01/2023 | Present |
| Jpmorgan Securities Llc | Los Angeles | CA | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-24 |
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