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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-26
MI RA APPROVED 2023-01-24
  • TX RA
    APPROVED_RES
    Since 2023-01-26
  • MI RA
    APPROVED
    Since 2023-01-24

Branch Locations

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hantz Financial Services Bay City MI 05/2019 03/2020
Bay Area Family Ymca Bay City MI 11/2018 11/2022
Richard Devos Graduate School Midland MI 05/2016 08/2018
Pruco Securities Llc Saginaw MI 06/2020 09/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Farmington Hills MI 11/2022 Present
Unemployed Essexville MI 08/2018 11/2018
United Wholesale Mortgage Pontiac MI 04/2021 11/2022
Bank Of America, N.A. Farmington Hills MI 01/2023 Present
  • 05/2019 → 03/2020
    Hantz Financial Services
    Bay City, MI
  • 11/2018 → 11/2022
    Bay Area Family Ymca
    Bay City, MI
  • 05/2016 → 08/2018
    Richard Devos Graduate School
    Midland, MI
  • 06/2020 → 09/2021
    Saginaw, MI
  • 11/2022 → Present
    Farmington Hills, MI
  • 08/2018 → 11/2018
    Unemployed
    Essexville, MI
  • 04/2021 → 11/2022
    United Wholesale Mortgage
    Pontiac, MI
  • 01/2023 → Present
    Bank Of America, N.A.
    Farmington Hills, MI
Previous Registrations
Other Businesses

I* 1686319For profit or not for profit: Entity For ProfitName of outside business organization: RoverInvestment related: noAddress of business: Southfield, MI, 48076Nature of business: Limited Liability CompanyPosition, title, association: EmployeeStart date of relationship: 02/10/2024Number of hours devoted: 3 weeklyNumber of hours devoted during trading hours: 0Duties: Dog walking and sitting in my free time, Primarily weekends I*3759294 Entity Type: N/A Name of OBA: Walled Lake Western Varsity Baseball Address: Commerce Township, Michigan, 48390 Investment Related: No Position, Title, Association: Employee,Other Employee Start Date: 03/16/2026 Number of Hours: 15, Weekly Number of Hours during trading: 0, Weekly Duties: Varsity Baseball Pitching Coach Running the start and end of practices, drill work, player development, throwing batting practice, etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-23
  • S66 Uniform Combined State Law Examination
    2020-01-23
Other Names
  • Larry Thomas Wood
  • Larry Wood

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