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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-18 |
| TX | RA | APPROVED | 2025-12-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Los Angeles | CA | 06/2024 | 08/2024 |
| Ubs | Los Angeles | CA | 08/2024 | 06/2025 |
| Fidelity Investments | Sacramento | CA | 11/2025 | Present |
| Uneployed | Los Angeles | CA | 03/2020 | 11/2021 |
| Unemployed | Los Angeles | CA | 06/2025 | 10/2025 |
| Jp Morgan Chase | Los Angeles | CA | 05/2019 | 03/2020 |
| Opus Bank | Los Angeles | CA | 01/2018 | 05/2019 |
| Unemployed | Los Angeles | CA | 10/2015 | 12/2017 |
| Merrill Lynch | Los Angeles | CA | 11/2021 | 05/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-23 |
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