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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2026-02-25 |
| DC | RA | APPROVED | 2026-02-23 |
| GA | RA | APPROVED | 2026-02-20 |
| LA | RA | APPROVED | 2026-02-20 |
| NM | RA | APPROVED | 2026-02-20 |
| UT | RA | APPROVED | 2026-02-20 |
| VI | RA | APPROVED | 2026-02-20 |
| AL | RA | APPROVED | 2026-02-19 |
| AK | RA | APPROVED | 2026-02-19 |
| DE | RA | APPROVED | 2026-02-19 |
| IA | RA | APPROVED | 2026-02-19 |
| KS | RA | APPROVED | 2026-02-19 |
| ME | RA | APPROVED | 2026-02-19 |
| MN | RA | APPROVED | 2026-02-19 |
| MT | RA | APPROVED | 2026-02-19 |
| NE | RA | APPROVED | 2026-02-19 |
| NC | RA | APPROVED | 2026-02-19 |
| PR | RA | APPROVED | 2026-02-19 |
| TX | RA | APPROVED | 2026-02-19 |
| MD | RA | APPROVED | 2025-07-04 |
| NJ | RA | APPROVED | 2023-05-25 |
| NY | RA | APPROVED | 2023-05-24 |
Branch Locations
66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | New York | NY | 11/2009 | Present |
| Hsbc Securities Usa, Inc. | New York | NY | 03/2023 | Present |
1. The name of the other business - Hong Kong Association of New York 2. Whether the business is investment-related: No 3. The address of the other business - 115 East 54th Street, New York, NY 10022 4. The nature of the other business: Charity/Non-Profit Organization/Charitable Foundation 5. Your position: Board Member 6. Title/Relationship with the other business: Board Member 7. The start date of your relationship: 6/30/2025 8. The approximate number of hours/month you devote to the other business: 3 hours/Month 9. The number of hours you devote to the other business during securities trading hours: 0.5 hours/Month 10. Briefly describe your duties relating to the other business: I will engage in the event planning and cultural exchange activities. 1. The name of the other business - Chiao Tung University Alumni Association 2. Whether the business is investment-related: No 3. The address of the other business - 70 W 36th St, Ste 700, New York, NY, 10018 4. The nature of the other business: Alumni Association 5. Your position: Board Member 6. Title/Relationship with the other business: Board Member 7. The start date of your relationship: 3/3/2026 8. The approximate number of hours/month you devote to the other business: 4 hours per annum 9. The number of hours you devote to the other business during securities trading hours: 0 10. Briefly describe your duties relating to the other business: Advising on event planning and alumni engagement 1. The name of the other business: The China-US Business Alliance 2. Whether the business is investment-related: No 3. The address of the other business: N/A 4. The nature of the other business: apolitical, pro-business organization 5. Your position: N/A 6. Title/Relationship with the other business: N/A 7. The start date of your relationship: 8/2/2026 8. The approximate number of hours/months you devote to the other business: 16 hours 9. The number of hours you devote to the other business during securities trading hours: 0 10. Briefly describe your duties relating to the other business : I will host an event for members of the China US Business Alliance at HSBC. The organization is a non-dues-paying professional association with an officer corps and an advisory board. I am not an officer or board member and does not have any management or governance responsibilities within the organization.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-24 |
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