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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-06-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Silber Bennett Financial | Encino | CA | 03/2016 | 04/2017 |
| Unemployed | Lexington | KY | 04/2017 | 07/2018 |
| Jjb Hilliard Wl Lyons Llc | Lexington | KY | 07/2018 | 10/2019 |
| Robert W. Baird & Co. Incorporated | Lexington | KY | 10/2019 | 01/2024 |
| Raymond James Financial Services, Inc. | Lexington | KY | 01/2024 | 06/2026 |
| Central Bank & Trust Co | Lexington | KY | 01/2024 | 06/2026 |
| Raymond James Financial Services Advisor, Inc. | Lexington | KY | 01/2024 | 06/2026 |
| Lpl Financial | Lexington | KY | 06/2026 | Present |
1. 06/2026 - Kelly Capital Group - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – Lexington KY 40502 – OBA Start Date: 6/17/2026 2. 06/2026 - 120Westwood - Real Estate Rental - Inv Related – 1 Hour(s)/Month – 0 Hour(s) During Trading – Georgetown KY 40324 – OBA Start Date: 06/01/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-01 |
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